Electoral system Study Guide
Study Guide
📖 Core Concepts
Electoral system – The set of rules that decide how votes are turned into winners (candidates or parties).
Single‑winner vs. Multi‑winner – One seat (e.g., president) vs. several seats (e.g., parliament).
Majoritarian (winner‑take‑all) vs. Proportional Representation (PR) – Winner‑take‑all awards the whole contest to the top candidate/party; PR allocates seats roughly in proportion to vote shares.
Quota – A vote total that guarantees a seat in quota‑based systems (e.g., Droop quota in STV).
Highest‑average vs. Largest‑remainder – Two families of seat‑allocation formulas for PR.
Strategic‑proofness – No voting system can make strategic voting impossible for all voters (Gibbard’s theorem).
Arrow’s impossibility theorem – No ranked‑order system can satisfy a set of fairness criteria simultaneously.
📌 Must Remember
Plurality (FPTP): candidate with the most votes wins; no majority required.
Absolute majority: > 50 % + 1 vote needed.
Droop quota (STV):
$$Q = \left\lfloor\frac{V}{S+1}\right\rfloor + 1$$
where V = total valid votes, S = seats to fill.
D’Hondt (Highest‑average): divide each party’s vote total by 1, 2, 3,…; allocate seats to the highest resulting quotients.
Sainte‑Laguë (Highest‑average): same as D’Hondt but divisors are 1, 3, 5, … (more favorable to small parties).
Largest‑remainder (Hare quota): quota = total votes / total seats; each party gets ⌊votes/quota⌋ seats, remaining seats go to parties with biggest leftovers.
Mixed‑Member Proportional (MMP): two votes (district + list); list seats top‑up to achieve overall proportionality.
Parallel (non‑compensatory) voting: district seats and list seats are allocated independently; no compensation for disproportionality.
Instant‑Runoff Voting (IRV): ranked voting, eliminate lowest‑ranked candidate, transfer votes until someone has > 50 %.
Two‑Round System: if no majority in round 1, a runoff (usually top‑2) decides the winner.
Threshold: minimum % (often 5 %) a party must reach to qualify for seats or levelling seats.
🔄 Key Processes
IRV counting
Count first‑choice votes.
If a candidate > 50 %, they win.
Else eliminate the candidate with fewest votes, transfer their ballots to the next ranked still‑in‑play candidate.
Repeat until a majority is reached.
STV counting
Compute Droop quota.
Any candidate meeting quota is elected; surplus votes are transferred proportionally (using a transfer value = surplus / total votes for that candidate).
If seats remain, eliminate the lowest‑vote candidate and transfer all their votes.
Continue quota‑election → surplus transfer → elimination cycle until all seats filled.
D’Hondt seat allocation (MMP list component)
List each party’s vote total.
Create a table dividing each total by 1, 2, 3,… up to the number of seats available.
Rank all quotients; assign seats to the highest quotients until all seats are allocated.
Largest‑remainder (Hare) allocation
Compute quota = total votes / total seats.
Initial seats = ⌊votes / quota⌋ for each party.
Distribute remaining seats one‑by‑one to parties with the largest fractional remainders.
🔍 Key Comparisons
FPTP vs. IRV
FPTP: “most votes wins”, can elect a candidate with < 50 % and suffers vote‑splitting.
IRV: requires a majority via eliminations, reduces spoiler effect.
D’Hondt vs. Sainte‑Laguë
D’Hondt: divisor series 1, 2, 3… → favors larger parties.
Sainte‑Laguë: divisor series 1, 3, 5… → more proportional, helps small parties.
MMP vs. Parallel
MMP: list seats compensate for disproportionality; overall seat share ≈ vote share.
Parallel: list seats are independent; disproportionality from districts remains.
Closed‑list vs. Open‑list PR
Closed: voters only pick a party; party determines candidate order.
Open: voters can influence which candidates on the party list win seats.
⚠️ Common Misunderstandings
“Plurality = majority” – Plurality only means most votes, not > 50 %.
Quota confusion – Droop quota (used in STV) is lower than Hare quota; using the wrong quota changes seat outcomes.
Threshold applies to all seats – In many MMP systems, a party that wins at least one district seat can bypass the national threshold for list seats.
MMP always yields perfect proportionality – Overhang seats (when a party wins more district seats than its proportional share) can distort the final seat count.
“Two‑round” always means a second ballot – Exhaustive ballot can involve many rounds, not just a single runoff.
🧠 Mental Models / Intuition
“Seat‑share ≈ vote‑share” – Think of PR as a pie where each party’s slice is cut according to its vote percentage.
“Elimination = upward pressure” – In IRV and STV, removing the weakest candidate pushes their supporters to their next preference, often consolidating around similar‑ideology candidates.
“Divisor tables = competition for the next seat” – Visualize the highest‑average method as a race where each party’s next “ticket” costs more the more seats it already has.
🚩 Exceptions & Edge Cases
Overhang seats – When a party wins more district seats than its proportional entitlement, the legislature may expand temporarily.
Dual‑member PR – Elects two reps per constituency; one by plurality, the second to correct proportionality.
Levelling seats – Compensatory seats added after the main PR allocation; can be regional or national.
Electoral thresholds with “exemptions” – Some systems exempt parties that win a constituency seat from the national threshold.
📍 When to Use Which
Single‑winner, low‑complexity elections → Use FPTP (quick, easy count).
Desire for majority legitimacy without a second ballot → Choose IRV (ranked, instant runoff).
Need for proportional representation of parties → Use Party‑list PR (closed/open) with D’Hondt or Sainte‑Laguë depending on how much you want to help small parties.
Multi‑member districts with voter‑chosen candidates → Use STV (quota‑based, transfers).
Combine local representation with overall proportionality → Adopt MMP (two votes, levelling seats).
Simpler mixed system, no compensation → Use Parallel voting (district + list seats independent).
👀 Patterns to Recognize
“Majority‑required → runoff or elimination” – Whenever a rule mentions “majority”, expect a second round, elimination, or transfer mechanism.
“Quota = (Votes / (Seats + 1)) + 1” – Droop quota appears in any STV description.
“Divisor series = 1, 2, 3…” – Signals a highest‑average method (D’Hondt).
“Divisor series = 1, 3, 5…” – Signals Sainte‑Laguë.
“Threshold + list” – Look for a minimum % before any seats are allocated.
🗂️ Exam Traps
Droop vs. Hare quota – Test‑writers may give the Hare formula (V/Seats) and ask for the quota used in STV; remember the “+ 1” in Droop.
Confusing “absolute majority” with “plurality” – A question may state “candidate received a majority” but give < 50 % of votes; the correct answer is that a runoff/IRV would be required.
Mixing up highest‑average and largest‑remainder – A prompt about “dividing votes by a series of numbers” refers to D’Hondt/Sainte‑Laguë, not the remainder method.
Overlook overhang seats – In MMP questions, total seats may exceed the “base” number; don’t assume seat count is fixed.
Threshold exemption clause – If a party wins a constituency seat, it may bypass the national threshold; forgetting this leads to an incorrect “no seats” answer.
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All bullets are drawn directly from the supplied outline; no external information has been added.
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