Pragmatics - Historical and Philosophical Background
Understand the historical development of pragmatics, the core theories of speech acts and conversational implicature, and modern cognitive and probabilistic models of meaning.
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What is the focus of study in pragmatics as defined by Charles Morris?
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Summary
History of Pragmatics
Introduction
Pragmatics is the study of how language is used in context—specifically, how speakers convey meaning beyond the literal words they use, and how listeners interpret those intended meanings. Unlike semantics, which focuses on what words literally mean, pragmatics examines what speakers do with language and how context shapes interpretation. The field emerged as a distinct discipline in the twentieth century, drawing from philosophy, linguistics, and semiotics. Understanding its historical development will help you grasp the core concepts that define the field today.
Early Foundations: Defining Pragmatics
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The term "pragmatics" was formally introduced by the American semiotician Charles Morris in 1938. Morris proposed that the study of signs (symbols and signals) could be divided into three branches: syntax (the relationships between signs), semantics (the relationship between signs and what they refer to), and pragmatics (the relationship between signs and their users). This framework established pragmatics as the branch of semiotics concerned with how people use and interpret signs in context.
What made Morris's definition revolutionary was its emphasis on the user. Unlike purely linguistic studies that examine words in isolation, pragmatics asks: What does it mean to use a word? What are speakers trying to accomplish? This user-centered perspective became foundational to all subsequent pragmatic theory.
The Pragmatic Turn: Wittgenstein and Ordinary Language Philosophy
CRITICALCOVEREDONEXAM | NECESSARYBACKGROUNDKNOWLEDGE
In the mid-twentieth century, pragmatic thinking gained enormous momentum through the work of philosophers examining how language actually functions in real life. The key turning point came with Ludwig Wittgenstein's Philosophical Investigations (1953), where he introduced the concept of language games.
Wittgenstein's central claim was: "Meaning is use." This simple but profound statement means that a word's meaning is not some fixed thing that the word names or represents. Rather, meaning emerges from how the word is used in particular contexts and practices. For example, the word "check" has different meanings depending on whether you're talking about a restaurant bill, a security verification, a chess move, or a bank check. The word's meaning is determined by how it functions in different language games—different rule-governed systems of communication.
This idea transformed philosophical linguistics. If meaning is use, then to understand language, you must study how people actually use it in their everyday activities—not just in idealized, isolated sentences.
Building on this insight, a group of philosophers at Oxford, including J.L. Austin and others, developed ordinary language philosophy—the approach of examining everyday linguistic usage to reveal philosophical truths. These philosophers treated language as actions performed in particular contexts. When you say something, you're not just making sounds; you're doing something—asking, promising, warning, commanding. This perspective would soon crystallize into the most important theory for pragmatics: Speech Act Theory.
Speech Act Theory: Austin and Searle
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Austin's Revolutionary Insight
J.L. Austin developed Speech Act Theory in the 1950s, and it remains one of the most important frameworks in pragmatics. Austin's core discovery was this: utterances can perform actions, not just describe facts.
Consider the difference between these two utterances:
"The temperature is below freezing." (This describes a state of affairs.)
"I promise to return your book by Friday." (This does something—it creates an obligation.)
Austin called utterances that perform actions performatives. When you say "I promise," you're not describing a promise; you're literally performing the act of promising. Other classic examples include "I now pronounce you married," "I apologize," and "I bet you five dollars."
Austin distinguished between three types of acts involved in any utterance:
Locutionary act: The act of saying something—uttering words with a particular meaning and reference. This is the literal linguistic content.
Illocutionary act: The action performed by saying something. This is the speaker's communicative intent—the function or force of the utterance. For example, when you say "Can you pass the salt?", the locutionary act is asking a question about the listener's ability, but the illocutionary act is requesting the salt.
Perlocutionary act: The effect or consequence that the utterance produces on the listener. If your request for salt causes the listener to actually hand it to you, that effect is the perlocutionary act. Not all illocutions succeed in producing their intended perlocutions.
Here's a concrete example: You say to a colleague, "It's getting cold in here."
Locutionary act: Uttering the words with the literal meaning that the temperature is dropping.
Illocutionary act: Requesting that the temperature be raised (a polite request, not a direct command).
Perlocutionary act: The colleague closes the window, thereby making the room warmer.
Searle's Taxonomy and Rules
In the late 1960s, John Searle extended Austin's framework by creating a more systematic theory. Searle developed a taxonomy of speech act types—a classification system of the major categories of illocutionary acts. The main types include:
Assertives: Utterances that commit the speaker to the truth of a proposition (e.g., "It's raining").
Directives: Utterances that attempt to get the listener to do something (e.g., "Close the door" or "Can you help me?").
Commissives: Utterances that commit the speaker to future action (e.g., "I promise to call you").
Expressives: Utterances that express psychological states or attitudes (e.g., "I'm sorry" or "Congratulations").
Declaratives: Utterances that bring about changes in the world by being said (e.g., "You're fired" or "This meeting is adjourned").
Searle also formalized the notion of constitutive and regulative rules. Regulative rules govern behavior that already exists (like "Don't interrupt"), whereas constitutive rules create the very possibility of certain activities (like chess rules that define what counts as a legal move). Speech acts are governed by constitutive rules—rules that define what counts as promising, asserting, requesting, etc.
For Searle, to perform a speech act correctly requires satisfying certain conditions. For instance, to make a genuine promise, several conditions must hold:
The speaker must believe the action is in the future
The speaker must intend to perform the action
The listener must want the action performed
The speaker must intend to put themselves under an obligation
Grice's Conversational Implicature
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While Austin and Searle focused on what utterances do explicitly, H. Paul Grice in the late 1960s developed a theory explaining how speakers communicate meaning beyond what is literally said—a phenomenon called conversational implicature.
The Cooperative Principle
Grice proposed that conversation is fundamentally cooperative. Participants follow a general Cooperative Principle: "Make your contribution such as is required, at the stage at which it occurs, by the accepted purpose or direction of the talk exchange in which you are engaged."
In simpler terms: speakers and listeners assume each other is trying to communicate honestly and clearly. This assumption allows us to read between the lines.
The Four Maxims
Grice articulated four specific conversational maxims—guidelines that rational speakers tend to follow:
Maxim of Quantity: Provide the right amount of information—not too much, not too little. Say as much as required, but no more than necessary.
Maxim of Quality: Don't say what you believe to be false; don't say things for which you lack evidence. Be truthful.
Maxim of Relevance: Make your contribution relevant to the current purpose of the conversation.
Maxim of Manner: Avoid obscurity and ambiguity. Be clear, orderly, and brief in expression.
Creating Meaning Through Implicature
Here's where Grice's insight becomes powerful: speakers can convey additional meaning by flouting these maxims—deliberately violating them in ways the listener can recognize.
Example: Your friend asks, "How was the party?" You respond, "Well, the punch was excellent."
You've flouted the Maxim of Quantity (you're saying too little about the party) and the Maxim of Relevance (quality of punch seems oddly specific). This violation is transparent—your friend recognizes you deliberately chose this response. Therefore, your friend infers that you didn't enjoy the party overall, but acknowledge what you could (the punch). This inferred meaning is a conversational implicature.
Another example: A professor asks, "Did you read the assigned chapter?" A student replies, "Well, I went to the movies last night." This violates the Maxim of Relevance but creates an implicature: the student didn't read the chapter.
Key insight: Conversational implicatures are derived from the appearance of flouting a maxim, not from the literal meaning of the words. This distinguishes pragmatics sharply from semantics. Two utterances can have identical literal meaning but different implicatures depending on context.
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Semiotic and Behavioral Approaches
NECESSARYBACKGROUNDKNOWLEDGE (supporting framework)
Charles S. Morris's semiotic theory, mentioned earlier as the origin of the term "pragmatics," influenced how pragmatics understands meaning. Morris's approach linked signs, meanings, and behavior, proposing that meaning emerges from the relationships between signs, their objects, and their interpreters.
The Peircean triadic model (developed by Charles S. Peirce) conceptualizes signs as comprising three elements:
The sign: the representamen or symbol itself
The object: what the sign refers to
The interpretant: the meaning produced in the mind of the interpreter
This triadic view emphasizes that meaning is not located in the sign itself but emerges through the act of interpretation. Modern semiotic approaches to pragmatics investigate how communicative actions are shaped by social practices and cultural conventions, treating communication as a system of sign relations mediated by shared understanding.
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Cognitive and Probabilistic Models
POSSIBLYCOVEREDONEXAM (depending on course focus)
Contemporary pragmatics has incorporated insights from cognitive science and probability theory. Relevance theory, developed by Dan Sperber and Deirdre Wilson, proposes that speakers aim to make their utterances optimally relevant—balancing the cognitive effort required to interpret them against the contextual effects (new information gained) they produce.
More recent work applies Bayesian inference to pragmatic interpretation, modeling the interaction between speakers and listeners as a mutual reasoning process. Speakers choose utterances based on what listeners are likely to infer; listeners interpret utterances based on what speakers likely intended. These rational speech act frameworks treat pragmatic interpretation as sophisticated statistical reasoning.
Experimental pragmatics tests these cognitive models through controlled experiments, examining how people actually interpret indirect requests, implicatures, and context-dependent language. Computational pragmatics implements these theories in artificial intelligence systems, improving how machines understand and generate human language.
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Flashcards
What is the focus of study in pragmatics as defined by Charles Morris?
The relationship between signs and their users
What famous dictum regarding meaning was proposed in the 1953 work Philosophical Investigations?
"Meaning is use"
According to Wittgenstein, through what mechanism do words gain their meaning?
Function in language games
How did the Oxford ordinary-language philosophers treat language in relation to context?
As actions performed in particular contexts
Which philosopher developed Speech Act Theory in the 1950s?
J. L. Austin
What are the three types of acts distinguished by J. L. Austin in his theory of utterances?
Locutionary acts
Illocutionary acts
Perlocutionary acts
What term did J. L. Austin coin to describe utterances that perform actions?
Performative
How did John Searle contribute to the development of Austin’s Speech Act Theory in the late 1960s?
Created a taxonomy of speech act types and rules
What two types of rules did John Searle distinguish as governing speech acts?
Constitutive rules
Regulative rules
Who proposed the cooperative principle and conversational maxims in the late 1960s?
H. Paul Grice
What are the four conversational maxims proposed by H. Paul Grice?
Quantity
Quality
Relevance
Manner
How do speakers produce conversational implicatures according to Gricean theory?
By adhering to or deliberately flouting conversational maxims
Which three elements are linked in Charles S. Morris’s semiotic theory?
Signs, meanings, and behavior
What are the three components of the Peircean triadic model of signs?
Sign
Object
Interpretant
What does behavioral semiotics investigate regarding communicative actions?
How they shape and are shaped by social practices
According to Relevance Theory, what balance do speakers aim for to maximize relevance?
Effort and contextual effects
How does the rational speech act framework model language understanding?
As Bayesian inference between speakers and listeners
What is the primary method used in experimental pragmatics to evaluate cognitive models?
Controlled experiments
Quiz
Pragmatics - Historical and Philosophical Background Quiz Question 1: Who introduced the term “pragmatics” and in which year?
- Charles Morris, 1938 (correct)
- John Searle, 1968
- Ludwig Wittgenstein, 1953
- H. Paul Grice, 1969
Pragmatics - Historical and Philosophical Background Quiz Question 2: Which analytic philosopher coined the term “performative” to describe certain utterances?
- J. L. Austin (correct)
- John R. Searle
- Ludwig Wittgenstein
- Charles S. Morris
Pragmatics - Historical and Philosophical Background Quiz Question 3: According to Wittgenstein’s dictum “meaning is use,” how do words acquire meaning?
- Through their function in language games (correct)
- Through fixed dictionary definitions
- Through the speaker’s intention alone
- Through morphological analysis
Pragmatics - Historical and Philosophical Background Quiz Question 4: What principle did H. Paul Grice introduce to describe how speakers should cooperate in conversation?
- The cooperative principle (correct)
- The principle of syntactic dominance
- The principle of lexical determinism
- The principle of pragmatic isolation
Pragmatics - Historical and Philosophical Background Quiz Question 5: Which scholar proposed a semiotic theory that links signs, meanings, and behavior?
- Charles S. Morris (correct)
- Ferdinand de Saussure
- Noam Chomsky
- John Searle
Pragmatics - Historical and Philosophical Background Quiz Question 6: According to J. L. Austin’s Speech Act Theory, what does the utterance “I apologize” accomplish?
- It performs the act of apologizing (correct)
- It merely reports a past apology
- It requests the listener to apologize
- It expresses uncertainty about the situation
Pragmatics - Historical and Philosophical Background Quiz Question 7: How do probabilistic models treat pragmatic interpretation?
- As statistical reasoning over possible utterance meanings (correct)
- As fixed meanings determined by dictionary definitions
- As random guesses without contextual influence
- As purely syntactic parsing without semantic enrichment
Pragmatics - Historical and Philosophical Background Quiz Question 8: What experimental method is used in experimental pragmatics to evaluate cognitive models?
- Controlled experiments testing model predictions (correct)
- Large-scale corpus frequency analysis
- Introspective surveys of participant beliefs
- Automated machine translation accuracy checks
Pragmatics - Historical and Philosophical Background Quiz Question 9: Which area benefits from computational implementations of pragmatic models?
- Natural language processing and artificial intelligence (correct)
- Historical linguistics and language reconstruction
- Phonetic transcription and speech synthesis
- Lexicography and dictionary compilation
Who introduced the term “pragmatics” and in which year?
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Key Concepts
Pragmatics and Meaning
Pragmatics
Speech Act Theory
Conversational Implicature
Relevance Theory
Rational Speech Act Model
Performative Utterance
Cooperative Principle
Semiotics and Language
Semiotics
Language Games
Charles Morris
Definitions
Pragmatics
The branch of linguistics that studies how context influences the interpretation of meaning.
Speech Act Theory
A framework analyzing how utterances perform actions such as asserting, questioning, or commanding.
Conversational Implicature
The phenomenon where speakers convey meaning indirectly by following or flouting conversational maxims.
Relevance Theory
A cognitive model proposing that speakers aim to maximize relevance by balancing cognitive effort and contextual effect.
Rational Speech Act Model
A probabilistic approach that treats language understanding as Bayesian inference between speakers and listeners.
Semiotics
The study of signs and symbols as elements of communicative behavior.
Language Games
Wittgenstein’s concept that meaning arises from the rule‑governed activities in which words are used.
Performative Utterance
An utterance that enacts the very action it describes, such as “I apologize”.
Cooperative Principle
Grice’s principle that participants in conversation adhere to shared norms to facilitate effective communication.
Charles Morris
The semiotician who introduced the term “pragmatics” and developed a triadic model of signs.