Randomized controlled trial Study Guide
Study Guide
📖 Core Concepts
Randomized Controlled Trial (RCT) – an experiment that randomly assigns participants to at least one intervention group and a control group to evaluate efficacy or safety.
Random Allocation – each participant has a known probability of being placed in any arm; balances known & unknown prognostic factors.
Control Group – receives placebo, standard care, or an alternative treatment; essential for causal inference.
Blinding (Masking) – concealing group assignment from participants, providers, and/or outcome assessors to reduce performance and detection bias.
Intention‑to‑Treat (ITT) Analysis – all randomized participants are analysed in the groups to which they were allocated, preserving randomisation benefits.
CONSORT – a 25‑item checklist (plus extensions) that standardises RCT reporting, ensuring transparency of design, execution, and results.
📌 Must Remember
Superiority vs. Non‑inferiority vs. Equivalence
Superiority: test if new ≠ control and is better (p < 0.05).
Non‑inferiority: test if new is not worse than a predefined margin Δ.
Equivalence: test if the difference lies within ±Δ.
Sample‑size basics – larger N → higher power; under‑powered trials risk a Type II error (false negative).
Type I error (α) is usually set at 0.05; Type II error (β) relates to power = 1 − β.
Allocation concealment (e.g., opaque sealed envelopes, central randomisation) is distinct from blinding and must be maintained until assignment.
Ethical rule – Clinical Equipoise – genuine uncertainty in the expert community is required to justify randomising patients.
Trial registration – mandatory before enrolment (since July 2005) for journals following ICMJE policy.
🔄 Key Processes
Design selection → Choose parallel, crossover, cluster, stepped‑wedge, or factorial based on intervention, population, and logistics.
Randomisation method →
Simple randomisation for large trials (>200).
Restricted (permuted‑block or adaptive biased‑coin) for smaller trials to keep groups balanced.
Allocation concealment → Implement sealed envelopes, central service, or pharmacy dispensing before enrolment.
Blinding plan → Define who is blinded (participant, provider, assessor) and how it is achieved; document in CONSORT.
Sample‑size calculation → Specify effect size, α, desired power (1‑β), and variance; adjust for anticipated dropout.
Data collection & interim monitoring → Pre‑specify stopping rules for benefit, harm, or futility.
Analysis → Conduct ITT analysis; choose appropriate model (logistic, ANCOVA, Cox) based on outcome type.
🔍 Key Comparisons
Parallel‑group vs. Crossover
Parallel: each participant stays in one arm; simpler, no carry‑over.
Crossover: participants receive multiple interventions sequentially; higher power but requires wash‑out periods.
Superiority vs. Non‑inferiority trials
Superiority aims to prove better; null hypothesis = “no difference”.
Non‑inferiority aims to prove not worse; null hypothesis = “difference ≥ Δ”.
Simple randomisation vs. Permuted‑block
Simple: independent ½ chance each; may produce imbalanced groups in small samples.
Block: forces balance within each block; risk of predictability if block size known.
⚠️ Common Misunderstandings
“Randomized trial” ≠ “Randomized controlled trial.” The latter always includes a control arm.
Blinding ≠ Allocation concealment. Concealment prevents selection bias before assignment; blinding prevents performance/detection bias after assignment.
Non‑inferiority does not prove superiority. A trial can show a new treatment is not worse, yet still be clinically inferior in practice.
“Intention‑to‑treat” means ignoring protocol violations. It means analysing participants as randomised, regardless of adherence.
🧠 Mental Models / Intuition
“Balancing scale” model: Randomisation is like placing participants on a perfectly balanced scale; any systematic difference after allocation is due to the intervention, not pre‑existing traits.
“Layers of protection” model:
1️⃣ Randomisation → balances groups.
2️⃣ Allocation concealment → prevents selection bias.
3️⃣ Blinding → blocks performance & detection bias.
4️⃣ ITT analysis → preserves the randomised balance in the final estimate.
🚩 Exceptions & Edge Cases
Blinding infeasible (e.g., physical therapy, surgery) → ensure outcome assessor blinding and use objective endpoints.
Cluster RCTs → must adjust sample‑size for intra‑cluster correlation (ICC) and use hierarchical analysis.
Stepped‑wedge design – useful when the intervention must eventually be rolled out to all clusters; analysis must account for time trends.
Early stopping – can inflate effect size estimates; report the number of interim looks and adjustment method (e.g., O’Brien‑Fleming).
📍 When to Use Which
Parallel‑group → standard drug efficacy studies, large homogeneous populations.
Crossover → short‑acting, reversible interventions where each participant can serve as his/her own control.
Cluster → interventions delivered at the group level (schools, villages) or when contamination between individuals is likely.
Factorial → testing two or more interventions simultaneously and assessing interaction effects.
Superiority → when you expect the new treatment to be better and want to claim improvement.
Non‑inferiority → when the new treatment offers other benefits (cost, safety) and you need to show it isn’t substantially worse.
Equivalence → when the goal is to demonstrate “no meaningful difference” (e.g., generic vs. brand drug).
👀 Patterns to Recognize
Imbalance in baseline characteristics → may indicate flawed randomisation or inadequate concealment.
High dropout rates combined with per‑protocol analysis → red flag for attrition bias.
Selective reporting of only significant subgroup results → likely data dredging.
CONSORT checklist missing items (e.g., no description of blinding) → potential bias.
🗂️ Exam Traps
“Single‑blind” terminology – modern CONSORT expects you to specify who was blinded; a question that only says “single‑blind” is incomplete and may be wrong.
Confusing superiority null hypothesis – the null is “no difference”; rejecting it supports superiority, not the other way around.
Assuming simple randomisation works for any size – in small trials it can produce unequal groups; the correct answer will mention restricted methods.
Equating “intention‑to‑treat” with “per‑protocol” – they are opposite approaches; expect a trap that swaps their definitions.
Believing placebo use is always ethical – remember it is unethical when withholding proven effective treatment would cause harm.
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Use this guide to quickly scan each concept before the exam, and focus on the bolded decision rules and common traps to boost confidence and accuracy.
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