Critical Contemporary Scholarship on Empire
Understand the major scholarly critiques of American, EU, and Russian imperialism, the key theoretical frameworks on empire, and how historical analogues inform contemporary analyses.
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What is the title of Chalmers Johnson’s 2000 work regarding the costs and consequences of American empire?
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Summary
Understanding Analyses of the American Empire
Introduction
The study of empire—particularly American empire—requires grappling with a fundamental question: what exactly constitutes an empire, and how does it function differently from a traditional nation-state? Scholars analyzing American power have increasingly applied imperial frameworks developed from historical analysis of Rome, Britain, and other major powers to understand contemporary U.S. global dominance. This approach reveals patterns of expansion, consolidation, and the integration of diverse territories under a single political system that extend far beyond traditional military conquest.
What Defines an Empire?
An empire differs from a nation-state in crucial ways. Rather than a single, culturally or ethnically unified population governing itself, an empire involves a powerful core state that extends political authority over peripheral territories and populations, often incorporating them into a hierarchical system of governance.
The distinction matters because empires function through mechanisms of integration and absorption. When we speak of the American empire, we're not simply referring to military bases or economic dominance (though these are part of it). Instead, we're describing how the United States creates systems that merge its institutional structures, legal frameworks, and cultural practices with those of other regions—sometimes formally, sometimes informally.
The Imperial Moment: When Empires Form Almost by Accident
One of the most important theoretical frameworks for understanding empire formation is the concept of the Imperial Moment. This theory proposes that empires often arise when a powerful state does not initially intend to become an empire. Rather, through a series of expansionary steps—military interventions, trade agreements, political alliances, or security concerns—a state gradually transforms into an imperial power. Crucially, this transformation may only be recognized as "imperial" after the fact, sometimes by the state itself.
This concept helps explain how the United States became an imperial power. The U.S. did not formally declare itself an empire in the way 19th-century Britain might have. Instead, through successive decisions about overseas military bases, interventions, economic policies, and security commitments, the United States built a global system of power projection and territorial control—a system we can now analyze as imperial in character.
Integration of Core and Periphery: The Path to Universal Empire
Scholar Michael Doyle has identified a key pattern in how empires survive and transform over time. Successful, lasting empires eventually merge their ruling core with their periphery. That is, they don't maintain a permanent distinction between the "motherland" and "colonies." Instead, through political reforms and integration mechanisms, the periphery gradually becomes incorporated into the center.
The clearest historical example is Rome's Edict of Caracalla (212 CE), which granted citizenship to all free inhabitants of the Roman Empire. This was revolutionary: it transformed a system based on distinction between Romans and subject peoples into one where the entire empire shared a common legal status.
Applied to contemporary analysis, some scholars suggest that a mature American empire might follow a similar path: national distinctions could blur, and a form of universal citizenship or global governance might emerge. This represents the potential endpoint of imperial consolidation—not world domination through force, but the integration of diverse populations into a unified imperial system with shared institutions and legal status.
The Cycle of Imperial Expansion and Contraction
Empires historically follow cyclical patterns:
Expansion: The core state extends its power, often through military force or economic coercion
Consolidation: The empire establishes institutions to govern its territories and integrate peripheral populations
Contraction: Eventually, the empire faces challenges—military defeats, economic decline, or internal instability—that force it to withdraw from some territories
However, scholars analyzing the contemporary world note an important complication: global closure. When the entire world is already claimed by existing states, further expansion becomes logically impossible. An empire cannot expand into non-existent "empty" space. This constraint fundamentally changes imperial dynamics in the modern era.
For the American empire, this means its future may not follow the traditional cyclical pattern of expansion followed by contraction. Instead, it might face a different problem: how to maintain dominance when territorial expansion is no longer possible.
Pax Americana: Empire as Peace
Historian Arnold Toynbee envisaged a concept called the Pax Ecumenica—a world-spanning peace achieved under unified imperial authority. He identified two possible paths to this outcome:
Single-power domination: A single conquering state subdues the entire world
Robust international governance: A strong supranational organization (like the United Nations) manages global affairs
Notably, Toynbee believed the first path—achieved through a powerful empire—was more likely than the second. Applied to contemporary debates, the concept of a "Pax Americana" suggests that American imperial dominance might produce not oppression, but a period of relative global peace and stability, albeit under American terms and institutions.
This theory remains controversial. Critics argue that "peace" under empire is simply the absence of great-power conflict, and that it comes at the cost of peripheral populations' sovereignty and self-determination.
Scholarly Frameworks for Understanding American Power
Major contemporary scholars have analyzed American imperial power through different lenses:
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Daniel Immerwahr (2019) in How to Hide an Empire traced the often-overlooked history of American overseas possessions, bases, and territories, demonstrating the widespread spatial extent of American power projection.
Chalmers Johnson (2000) in Blowback emphasized the costs and consequences of American empire-building, particularly for international relations and American security itself.
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Peter K. McDonald (2022) described the "American Imperial Dilemma"—the tension between America's self-conception as a liberal democracy and its actual functioning as a global empire. This dilemma arises because empires are typically associated with authoritarianism and the suppression of self-determination, yet the United States often legitimizes its power through liberal democratic rhetoric.
These scholars, despite different emphases, share a common analytical move: they treat the United States as an empire whose structures, dynamics, and contradictions can be studied through frameworks developed from analyzing historical empires.
Ancient Empires as Analytical Models
Understanding modern empire requires historical comparison. Ancient empires—Egypt, China, Rome—provide crucial analogues for understanding contemporary American global power. These comparisons reveal recurring patterns:
How cores maintain control over peripheries through a mix of military force, institutional integration, and ideological legitimacy
How trade systems become mechanisms of imperial power and economic extraction
How diverse populations are incorporated into unified political structures
How imperial systems eventually face challenges from internal contradictions or external competitors
Scholars repeatedly find that these historical models illuminate aspects of contemporary American power that might otherwise remain invisible.
Implications for the Future
If current analytical trends continue, the American empire faces several possible trajectories:
Integration into a world empire: As Doyle suggests, the United States might gradually transition into a form of world governance where national distinctions diminish and universal citizenship emerges—a mature version of American imperial authority.
Maintenance of the current system: The U.S. might preserve its position as global hegemon indefinitely, continuing to project power through military bases, economic structures, and institutional dominance without formally transforming into a "world state."
Cyclical decline: Following traditional imperial patterns, American dominance might eventually contract, as all empires have done historically.
None of these outcomes is predetermined. Understanding empire through scholarly analysis helps clarify the stakes, mechanisms, and possibilities involved in each scenario.
Key Distinctions: Empire vs. Related Concepts
It's important to distinguish empire from related but different concepts:
Colonial empire: A colonial empire specifically involves overseas territories governed by a mother country, with explicit extraction of resources and labor from colonies to benefit the colonizing power. Not all empires are colonial (Rome's core and much of its periphery were geographically continuous), and not all forms of American dominance fit neatly into the colonial model, though some certainly do.
World domination: This term refers to an aspiration or attempt by one entity to control the entire globe politically, economically, and culturally. World domination is an ambition; empire is a system of governance that might or might not achieve global dominance.
Understanding these distinctions prevents confusion when reading scholarly debates about whether America truly is an "empire" or merely a hegemonic power.
Flashcards
What is the title of Chalmers Johnson’s 2000 work regarding the costs and consequences of American empire?
Blowback
According to The Imperial Moment, how do empires typically arise?
Unintentionally, when a powerful state transforms into an empire and is often recognized only after the fact
According to Michael Doyle, what process allows a lasting empire to eventually form a world state?
Merging its ruling core with its periphery
What historical Roman decree serves as an example of merging the imperial core and periphery?
The Edict of Caracalla (granting citizenship to all inhabitants)
What are the three stages historically involved in imperial cycles?
Expansion
Consolidation
Contraction
Which ancient empires are frequently used as analogues for understanding modern American global influence?
Egypt, China, and Rome
According to Toynbee, what are the two possible paths to achieving a Pax Ecumenica?
A single conquering power
A robust United Nations
Which 19th-century theorist predicted through his "Seven Laws of Expansionism" that only one great state could dominate the planet?
Friedrich Ratzel
Who proclaimed in the early 20th century that a world empire was imminent due to geopolitical upheavals?
Halford Mackinder
What did Robert A. Dahl (2002) argue regarding the effect of empire on global status?
It perpetuates global inequality
Quiz
Critical Contemporary Scholarship on Empire Quiz Question 1: Who authored *How to Hide an Empire: A History of the Greater United States*?
- Daniel Immerwahr (correct)
- Chalmers Johnson
- Peter K. McDonald
- Michael S. Doyle
Critical Contemporary Scholarship on Empire Quiz Question 2: Which scholar argued that the enlarged European Union functions as an empire?
- Jan Zielonka (correct)
- Nikolaos Tzifakis
- Tony Benn
- Andrew Preston
Critical Contemporary Scholarship on Empire Quiz Question 3: Who wrote *Beyond Crimea: The New Russian Empire*?
- Agnia Grigas (correct)
- Niall Ferguson
- Timothy Snyder
- Nathan Hodge
Critical Contemporary Scholarship on Empire Quiz Question 4: According to Robert A. Dahl, empire primarily perpetuates what?
- Global inequality (correct)
- Cultural exchange
- Technological progress
- Economic growth
Critical Contemporary Scholarship on Empire Quiz Question 5: What are the three phases in the cyclical model of imperial expansion?
- Expansion, consolidation, contraction (correct)
- Exploration, exploitation, emancipation
- Colonization, industrialization, decolonization
- Aggression, assimilation, abdication
Critical Contemporary Scholarship on Empire Quiz Question 6: Which theorist’s “Seven Laws of Expansionism” predicted that only one great state could ultimately dominate the planet?
- Friedrich Ratzel (correct)
- Halford Mackinder
- Johann Gottlieb Fichte
- Oswald Spengler
Critical Contemporary Scholarship on Empire Quiz Question 7: In which publication did Peter K. McDonald present his analysis of the “American Imperial Dilemma” in 2022?
- Foreign Affairs (correct)
- The Atlantic
- The New York Review of Books
- The Economist
Critical Contemporary Scholarship on Empire Quiz Question 8: Which scholar discussed “America’s global imperium” within the Oxford World History of Empire?
- Andrew Preston (correct)
- Michael Doyle
- Alexander Wendt
- Halford Mackinder
Critical Contemporary Scholarship on Empire Quiz Question 9: Whose commentaries provide a primary source on Roman expansion, known as <i>Commentarii de Bello Gallico</i>?
- Julius Caesar (correct)
- Publius Cornelius Scipio
- Marcus Aurelius
- Gaius Suetonius
Critical Contemporary Scholarship on Empire Quiz Question 10: Which international‑relations theorist argued that a world state is inevitable because of teleology and anarchy?
- Alexander Wendt (correct)
- John Mearsheimer
- Robert Keohane
- Immanuel Kant
Critical Contemporary Scholarship on Empire Quiz Question 11: Who authored the article “History and the Hyperpower,” analyzing American dominance?
- Eliot A. Cohen (correct)
- Joseph Nye
- Samuel P. Huntington
- Robert Keohane
Critical Contemporary Scholarship on Empire Quiz Question 12: Which scholar contends that a lasting empire integrates its ruling core with its periphery, citing the Roman Edict of Caracalla?
- Michael Doyle (correct)
- Michael Mann
- Peter Katzenstein
- John Ikenberry
Critical Contemporary Scholarship on Empire Quiz Question 13: Which author examined the future of sovereign states in *Great Empires, Small Nations*?
- Josep Colomer (correct)
- Michael Doyle
- Timothy Garton‑Ash
- Halford Mackinder
Critical Contemporary Scholarship on Empire Quiz Question 14: Which early‑20th‑century geographer proclaimed that a world empire was imminent?
- Halford Mackinder (correct)
- Alfred Thayer Mahan
- Carl Ritter
- Friedrich Ratzel
Critical Contemporary Scholarship on Empire Quiz Question 15: Which ancient historians described empire as the natural culmination of impersonal processes?
- Thucydides and Polybius (correct)
- Herodotus and Xenophon
- Livy and Tacitus
- Plutarch and Suetonius
Critical Contemporary Scholarship on Empire Quiz Question 16: Toynbee identified two possible ways to achieve a Pax Ecumenica. Which pair did he propose?
- Single conquering power or a robust United Nations (correct)
- Global economic integration or cultural homogenization
- Regional alliances or bilateral treaties
- Technological supremacy or environmental stewardship
Critical Contemporary Scholarship on Empire Quiz Question 17: If the United States evolves into a world empire, which new political concept do some scholars predict could emerge?
- Universal citizenship (correct)
- Separate tribal governance
- Strict state sovereignty
- Permanent isolationism
Critical Contemporary Scholarship on Empire Quiz Question 18: Which of the following is NOT a typical characteristic of a colonial empire?
- Equal political status between mother country and colonies (correct)
- Exploitation of colonial resources by the mother country
- Governance of overseas territories by a central authority
- Cultural assimilation policies imposed by the colonizer
Who authored *How to Hide an Empire: A History of the Greater United States*?
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Key Concepts
Empires and Influence
American Empire
European Union (imperial perspective)
Russian Empire revival
Colonial empire
World empire
Theoretical Perspectives
Imperial Moment theory
Marxist critique of empire
Teleological interpretations of empire
Global Dynamics
Pax Americana
Global governance
Definitions
American Empire
The United States’ extensive political, economic, and military influence worldwide, often analyzed as a form of modern imperialism.
European Union (imperial perspective)
The scholarly view that the EU’s expansion and institutional policies function similarly to an empire, integrating and governing member states.
Russian Empire revival
Contemporary discourse on Russia’s efforts, under leaders like Vladimir Putin, to reestablish a sphere of influence reminiscent of historic Russian imperial dominance.
Imperial Moment theory
A theoretical framework proposing that empires emerge unintentionally when a powerful state transforms into an empire, often recognized only in hindsight.
Pax Americana
The concept that a period of relative global peace is maintained through the hegemonic leadership and security umbrella of the United States.
Colonial empire
A system in which a sovereign state controls overseas territories, exploiting their resources and labor while extending its political authority.
World empire
The aspiration or theoretical possibility of a single political entity achieving total control over the entire globe’s political, economic, and cultural systems.
Marxist critique of empire
Analyses rooted in Marxist theory that argue imperial structures perpetuate global inequality and serve capitalist interests.
Global governance
The collection of international institutions, norms, and processes that coordinate and regulate relations among states and non‑state actors worldwide.
Teleological interpretations of empire
Historical perspectives that view empire as an inevitable, natural culmination of impersonal processes and long‑term development.