Auteur - American Popularization
Understand how Sarris introduced and popularized auteur theory in the US, how it shifted film criticism toward directors, and how its influence rose with New Hollywood and waned after 1980s studio pushback.
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Which 1962 essay by Andrew Sarris translated the French concept of the auteur into English?
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Summary
Auteur Theory's Rise and Fall in America
Introduction
While auteur theory originated in France, its impact on American cinema was just as significant—though perhaps more dramatically successful and then contested. This section traces how auteur theory transformed American film criticism and production in the 1960s and 1970s, and why studios eventually pushed back against it.
The American Introduction: Sarris's Essays and Books
Andrew Sarris played the crucial role of translator and popularizer, bringing auteur theory from French film criticism to American audiences. In 1962, Sarris published "Notes on the Auteur Theory" in an influential American film journal, making the French concept accessible to English-speaking critics and filmmakers. This was important because auteur theory wasn't naturally intuitive to American audiences—Hollywood had long marketed films based on stars and studios, not directors.
Six years later, Sarris expanded his ideas into a comprehensive book: The American Cinema: Directors and Directions 1929–1968 (1968). This wasn't just another film criticism book; it was a systematic ranking and analysis of American directors throughout cinema history. The 1968 book became the definitive text that established auteur theory as a serious critical framework in America, making it nearly impossible for serious film discussions to ignore the director's role.
The Critical Paradigm Shift
The adoption of auteur theory fundamentally changed what critics and audiences paid attention to when watching films. Before auteur theory gained traction, American film criticism centered on stars—the famous actors whose names sold tickets. A film was "a Humphrey Bogart picture" or "a Katharine Hepburn vehicle." Studios built their entire marketing apparatus around star power.
Auteur theory redirected this focus entirely. Instead of asking "Who's the star?" audiences and critics began asking "Who's the director?" This shift meant examining a director's body of work, identifying recurring themes and stylistic choices, and appreciating how a director's individual vision shaped each film. In other words, films became artistic statements by individual creators rather than star vehicles or studio products.
The New Hollywood Era (1960s-1970s)
Auteur theory didn't just change criticism—it changed how films were actually made. As auteur theory gained cultural credibility through Sarris's work and growing critical acceptance, major studios recognized that respecting a director's creative vision could be commercially viable and critically prestigious. This led to what historians call the New Hollywood era.
During this period, roughly the 1960s and 1970s, studios granted directors unprecedented creative control and freedom to take artistic risks. Directors like Francis Ford Coppola, Stanley Kubrick, and Martin Scorsese gained the power to shape their films according to their own vision rather than serving as mere technicians executing studio mandates. This era produced many of cinema's most celebrated and innovative films.
The practical reality was that auteur theory's critical success made studios believe that investing in directorial vision could pay off both artistically and commercially. Directors became the public faces of their films, just as stars had been before.
The Studio Backlash (1980s Onward)
This period of directorial freedom didn't last indefinitely. The turning point came in the 1980s with several high-profile, expensive director-driven projects that failed at the box office. The most famous example is Michael Cimino's Heaven's Gate (1980), an ambitious directorial vision that became a financial disaster, losing millions and contributing to the near-collapse of United Artists studio.
Such failures convinced studios that unfettered directorial control was too risky. Studios reasserted their authority over filmmaking, returning to safer commercial formulas and reducing the creative independence that had defined the New Hollywood era. Auteur theory's influence on actual film production diminished significantly, even though auteur-based film criticism remained academically and culturally important.
This cycle—from studio control, to auteur liberation, back to studio control—illustrates how film theory doesn't exist in a vacuum. It rises and falls with economic realities and studio power structures.
Flashcards
Which 1962 essay by Andrew Sarris translated the French concept of the auteur into English?
“Notes on the auteur theory”
What 1968 book by Andrew Sarris was instrumental in popularizing auteur theory in the United States?
The American Cinema: Directors and Directions 1929–1968
How did auteur theory change the focus of film criticism and public scrutiny?
It shifted focus from the stars to the director’s overall creation.
What primary change in film production during the 1960s and 1970s defined the New Hollywood era?
Directors gained greater control and creative leeway from studios.
What 1980s high-profile film failure led studios to reassert control and move away from auteur influence?
Heaven’s Gate
Quiz
Auteur - American Popularization Quiz Question 1: Which era, characterized by directors gaining greater creative control and studios granting more leeway for risk, emerged in the 1960s and 1970s?
- New Hollywood era (correct)
- Classical Hollywood era
- Postmodern cinema era
- Independent film movement
Auteur - American Popularization Quiz Question 2: Which 1980s film’s high‑profile failure contributed to studios reasserting control and reducing the influence of auteur theory?
- Heaven’s Gate (correct)
- Blade Runner
- Apocalypse Now
- The Shining
Auteur - American Popularization Quiz Question 3: According to auteur theory, who is regarded as the principal author of a film?
- The director (correct)
- The screenwriter
- The producer
- The lead actor
Auteur - American Popularization Quiz Question 4: Which 1962 essay by Andrew Sarris introduced the French auteur theory to English‑speaking critics?
- Notes on the auteur theory (correct)
- The French New Wave Manifesto
- Directors and Their Visions
- Hollywood and the Auteur
Auteur - American Popularization Quiz Question 5: Who authored the 1968 book *The American Cinema: Directors and Directions 1929–1968*, which helped popularize auteur theory in the United States?
- Andrew Sarris (correct)
- Pauline Kael
- David Thomson
- François Truffaut
Which era, characterized by directors gaining greater creative control and studios granting more leeway for risk, emerged in the 1960s and 1970s?
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Key Concepts
Key Topics
Andrew Sarris
Notes on the Auteur Theory
The American Cinema: Directors and Directions 1929–1968
Auteur theory
New Hollywood
Heaven’s Gate (film)
1980s Hollywood studio system
Definitions
Andrew Sarris
American film critic who introduced and championed auteur theory in the United States.
Notes on the Auteur Theory
1962 essay by Sarris that translated the French auteur concept into English.
The American Cinema: Directors and Directions 1929–1968
Sarris’s 1968 book that popularized auteur theory among American critics.
Auteur theory
Critical framework asserting that a film’s director is its primary author.
New Hollywood
Late‑1960s to early‑1980s era when directors gained unprecedented creative control in American cinema.
Heaven’s Gate (film)
1980 Western whose commercial failure prompted studios to curtail director‑driven projects.
1980s Hollywood studio system
Period when major studios reasserted control over film production, reducing the influence of auteur theory.